{"id":6196,"date":"2021-08-15T17:33:13","date_gmt":"2021-08-15T17:33:13","guid":{"rendered":"https:\/\/www.unidroit.org\/?page_id=6196"},"modified":"2021-08-15T17:33:20","modified_gmt":"2021-08-15T17:33:20","slug":"bibliographie","status":"publish","type":"page","link":"https:\/\/www.unidroit.org\/fr\/instruments\/marches-financiers\/guide-legislatif\/bibliographie\/","title":{"rendered":"Bibliographie"},"content":{"rendered":"<div class=\"wpb-content-wrapper\"><p>[vc_row][vc_column css=&#8221;.vc_custom_1490017614850{margin-bottom: 30px !important;}&#8221;][vc_custom_heading text=&#8221;BIBLIOGRAPHIE&#8221; font_container=&#8221;tag:h1|text_align:left&#8221; use_theme_fonts=&#8221;yes&#8221; css=&#8221;.vc_custom_1629048830144{margin-top: 0px !important;margin-bottom: 20px !important;}&#8221;][vc_custom_heading text=&#8221;MARCHES FINANCIERS &#8211; GUIDE LEGISLATIF &#8211; BIBLIOGRAPHIE<br \/>\n&#8221; font_container=&#8221;tag:h4|text_align:left&#8221; use_theme_fonts=&#8221;yes&#8221;][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1622455036974{background-color: #f2f2f2 !important;}&#8221;][vc_column css=&#8221;.vc_custom_1490017614850{margin-bottom: 30px !important;}&#8221;][vc_column_text]<strong>Informations bibliographiques pour le Guide l\u00e9gislatif d\u2019UNIDROIT sur les titres interm\u00e9di\u00e9s<\/strong><\/p>\n<p>&nbsp;<\/p>\n<p>Comme le pr\u00e9voit le Guide l\u00e9gislatif d&#8217;UNIDROIT sur les titres interm\u00e9di\u00e9s, cette page Internet contient des r\u00e9f\u00e9rences bibliographiques relatives au Guide l\u00e9gislatif. Ces r\u00e9f\u00e9rences sont class\u00e9es comme \u00e9tant soit (I) des instruments et documents d&#8217;orientation \u00e9manant d&#8217;Organisations internationales et d\u2019autres entit\u00e9s, soit (II) des articles et documents connexes. Dans ces cat\u00e9gories, les r\u00e9f\u00e9rences sont class\u00e9es par ordre alphab\u00e9tique d&#8217;Organisation ou des auteurs, et celles qui sont r\u00e9f\u00e9renc\u00e9es dans le Guide sont signal\u00e9es ainsi: &#8220;*&#8221;.<\/p>\n<p>&nbsp;<\/p>\n<p>Il convient cependant noter que l&#8217;inclusion d&#8217;une r\u00e9f\u00e9rence bibliographique n&#8217;indique pas l&#8217;accord ou l&#8217;approbation d&#8217;UNIDROIT.<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p><strong>I. Instruments et documents d\u2019orientation des Organisations internationales et d\u2019entit\u00e9s<\/strong><\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs12a.htm\" target=\"_blank\" rel=\"noopener\"><em>Basel Capital Accord: The Treatment of the Credit Risk Associated with Certain Off-balance-sheet Items<\/em><\/a>\u00a0(July 1994).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs18.htm\" target=\"_blank\" rel=\"noopener\"><em>Basel Capital Accord: Treatment of Potential Exposure for Off-balance-sheet Items<\/em><\/a>\u00a0(April 1995).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs128.pdf\" target=\"_blank\" rel=\"noopener\"><em>Basel II: International Convergence of Capital Measurement and Capital Standards: A Revised Framework: Comprehensive Version<\/em><\/a>\u00a0(June 2006).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs189.htm\" target=\"_blank\" rel=\"noopener\"><em>Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems<\/em><\/a>\u00a0(June 2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs227.pdf\" target=\"_blank\" rel=\"noopener\"><em>Capital Requirements for Bank Exposures to Central Counterparties<\/em><\/a>\u00a0(July 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"http:\/\/www.bis.org\/bcbs\/publ\/d340.htm\" target=\"_blank\" rel=\"noopener\"><em>Consultative Document: Haircut Floors for Non-centrally Cleared Securities Financing Transactions<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs135.pdf\" target=\"_blank\" rel=\"noopener\"><em>Principles for Home-Host Supervisory Cooperation and Allocation Mechanisms in the Context of Advanced Measurement Approaches (AMA)<\/em><\/a>\u00a0(November 2007).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs169.pdf\" target=\"_blank\" rel=\"noopener\"><em>Report and Recommendations of the Cross-border Bank Resolution Group<\/em><\/a>\u00a0(March 2010).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BCBS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/bcbs200.pdf\" target=\"_blank\" rel=\"noopener\"><em>Resolution Policies and Frameworks: Progress So Far<\/em><\/a>\u00a0(July 2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* BCBS and IOSCO Board,\u00a0<a href=\"https:\/\/www.bis.org\/bcbs\/publ\/d317.pdf\" target=\"_blank\" rel=\"noopener\"><em>Margin Requirements for Non-centrally Cleared Derivatives<\/em><\/a>\u00a0(March 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>BIS,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d04.pdf\" target=\"_blank\" rel=\"noopener\"><em>Report of the Committee on Interbank Netting Schemes of the Central Banks of the Group of Ten Countries<\/em><\/a>\u00a0(1990; reformatted and repaginated 1999 website version).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* BIS,\u00a0<a href=\"https:\/\/www.bis.org\/publ\/qtrpdf\/r_qt1612.htm\" target=\"_blank\" rel=\"noopener\"><em>Quarterly Review<\/em><\/a>\u00a0(December 2016), (BIS Quarterly Review).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>Corporate Actions Joint Working Group,\u00a0<a href=\"http:\/\/www.ecb.europa.eu\/paym\/t2s\/progress\/pdf\/subcorpact\/mtg25\/CAJWG_Standards_priorities_marked.pdf?d1ec659dd698aebbc485974371354425\" target=\"_blank\" rel=\"noopener\"><em>Market Standards for Corporate Actions Processing<\/em><\/a>\u00a0(2012; revised version).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI,\u00a0<a href=\"http:\/\/www.bis.org\/cpmi\/publ\/d122.pdf\" target=\"_blank\" rel=\"noopener\"><em>Cyber Resilience in Financial Market Infrastructures<\/em><\/a>\u00a0(November 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI,\u00a0<a href=\"http:\/\/www.bis.org\/cpmi\/publ\/d119.htm\" target=\"_blank\" rel=\"noopener\"><em>Developments in Collateral Management Services<\/em><\/a>\u00a0(September 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d137.pdf\" target=\"_blank\" rel=\"noopener\"><em>Digital Currencies<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d00b.htm\" target=\"_blank\" rel=\"noopener\">\u2018Glossary\u2019<\/a>\u00a0(October 2016).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI,\u00a0<a href=\"http:\/\/www.bis.org\/cpmi\/info_mios.htm\" target=\"_blank\" rel=\"noopener\">\u2018Monitoring implementation of the PFMI\u2019<\/a>.<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI and IOSCO Board,\u00a0<a href=\"http:\/\/www.bis.org\/cpmi\/publ\/d138.htm\" target=\"_blank\" rel=\"noopener\"><em>Consultative Report: Guidance on Cyber Resilience for Financial Market Infrastructures<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPMI and IOSCO Board,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d121.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recovery of financial market infrastructures<\/em><\/a>\u00a0(October 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d06.pdf\" target=\"_blank\" rel=\"noopener\"><em>Delivery Versus Payment in Securities Settlement Systems<\/em><\/a>\u00a0(September 1992).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS,<em>\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d12.pdf\" target=\"_blank\" rel=\"noopener\">Cross-border Securities Settlements<\/a>\u00a0<\/em>(March 1995).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d43.htm\" target=\"_blank\" rel=\"noopener\"><em>Core Principles for Systemically Important Payment Systems<\/em><\/a>\u00a0(January 2001).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d55.pdf\" target=\"_blank\" rel=\"noopener\"><em>The Role of Central Bank Money in Payment Systems<\/em><\/a>\u00a0(August 2003).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d68.htm\" target=\"_blank\" rel=\"noopener\"><em>Central Bank Oversight of Payment and Settlement Systems<\/em><\/a>\u00a0(May 2005).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS and IOSCO Board,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d106.pdf\" target=\"_blank\" rel=\"noopener\"><em>Principles for Financial Market Infrastructures: Disclosure Framework and Assessment Methodology<\/em><\/a>\u00a0(December 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS and IOSCO Board,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d103.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recovery and Resolution of Financial Market Infrastructures: Consultative Report<\/em><\/a>\u00a0(July 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS and IOSCO Board,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d109.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recovery of Financial Market Infrastructures: Consultative Report<\/em><\/a>\u00a0(August 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS and IOSCO Technical Committee,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d46.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recommendations for Securities Settlement Systems<\/em><\/a>\u00a0(November 2001).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>CPSS and IOSCO Technical Committee,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d64.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recommendations for Central Counterparties<\/em><\/a>\u00a0(November 2004).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* CPSS and IOSCO Technical Committee,\u00a0<a href=\"https:\/\/www.bis.org\/cpmi\/publ\/d101a.pdf\" target=\"_blank\" rel=\"noopener\"><em>Principles for Financial Market Infrastructures<\/em><\/a>\u00a0(April 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/eur-lex.europa.eu\/legal-content\/en\/TXT\/?uri=CELEX:52012SC0167\" target=\"_blank\" rel=\"noopener\"><em>Commission Staff Working Document, Impact Assessment Accompanying the document Proposal for a Directive of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directives 77\/91\/EEC and 82\/891\/EC, Directives 2001\/24\/EC, 2002\/47\/EC, 2004\/25\/EC, 2005\/56\/EC, 2007\/36\/EC and 2011\/35\/EC and Regulation (EU) No 1093\/2010 (6 June 2012; SWD(2012) 166 final)<\/em><\/a>.<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/financial-markets\/docs\/hague\/legal_assessment_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Commission Staff Working Document: Legal Assessment of Certain Aspects of the Hague Securities Convention<\/em><\/a>\u00a0(SEC(2006) 910).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/bank\/docs\/crisis-management\/091020_working_document_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>An EU Framework for Cross-Border Crisis Management in the Banking Sector<\/em><\/a>\u00a0(COM(2009) 561 final).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/bank\/docs\/crisis-management\/framework\/com2010_579_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>An EU Framework for Crisis Management in the Financial Sector<\/em><\/a>\u00a0(COM(2010) 579 final; Communication).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/bank\/docs\/crisis-management\/funds\/com2010_254_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Bank Resolution Funds<\/em><\/a>\u00a0(COM(2010) 254 final).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"https:\/\/ec.europa.eu\/info\/law\/settlement-finality-directive-98-26-ec_en\/\" target=\"_blank\" rel=\"noopener\"><em>Directive 98\/26\/EC on settlement finality<\/em><\/a>\u00a0(19 May 1998).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"https:\/\/ec.europa.eu\/info\/law\/financial-collateral-directive-2002-47-ec_en\" target=\"_blank\" rel=\"noopener\"><em>Directive 2002\/47\/EC on financial collateral<\/em><\/a>\u00a0(6 June 2002).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/bank\/docs\/crisis-management\/discussion_paper_bail_in_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Discussion Paper on the Debt Write-down Tool: Bail-in<\/em><\/a>\u00a0(2012; DG Internal Market and Services Working Document).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC, Giovannini Group,\u00a0<a href=\"http:\/\/ec.europa.eu\/economy_finance\/publications\/pages\/publication1950_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Cross-border Clearing and Settlement: Arrangements in the European Union<\/em><\/a>\u00a0(Brussels, November 2001).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC, Giovannini Group,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/financial-markets\/docs\/clearing\/second_giovannini_report_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Second Report on EU Clearing and Settlement Arrangements\u00a0<\/em><\/a>(April 2003).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC, Legal Certainty Group,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/financial-markets\/docs\/certainty\/2ndadvice_final_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Second Advice of the Legal Certainty Group: Solutions to Legal Barriers Related to Post-trading within the EU<\/em><\/a>\u00a0(August 2008).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/finance\/consultations\/2010\/securities\/docs\/consultation_paper_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Legislation on Legal Certainty of Securities Holding and Dispositions<\/em><\/a>\u00a0(DG Markt G2 MET\/OT\/acg D(2010) 768690; Second Consultation Document of the Services of the Directorate-General Internal Market and Services).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/finance\/consultations\/2010\/securities\/docs\/extended_summary_responses_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Legislation on Legal Certainty of Securities Holding and Dispositions: Summary of Responses to the Directorate-General Internal Market and Services\u2019 Second Consultation<\/em><\/a>\u00a0(2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>EC,\u00a0<a href=\"http:\/\/ec.europa.eu\/finance\/consultations\/2011\/crisis-management\/docs\/consultation_paper_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Technical Details of a Possible EU Framework for Bank Recovery and Resolution<\/em><\/a>\u00a0(January 2012; DG Internal Market and Services Working Document).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>ECB,\u00a0<a href=\"http:\/\/www.ecb.europa.eu\/pub\/pdf\/other\/reportlessonslearnedfinancialcrisis201004en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Report on the Lessons Learned from the Financial Crisis with Regard to the Functioning of European Financial Market Infrastructures<\/em><\/a>\u00a0(April 2010).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>ECB,\u00a0<a href=\"http:\/\/www.ecb.europa.eu\/pub\/pdf\/other\/eurosystemoversightpolicyframework2011en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Eurosystem Oversight Policy Framework<\/em><\/a>\u00a0(July 2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>ECB and CESR,\u00a0<a href=\"http:\/\/www.ecb.europa.eu\/pub\/pdf\/other\/escb-cesr-standardssecurities2004en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Standards for Securities Clearing and Settlement in the European Unio<\/em><\/a><a href=\"http:\/\/www.ecb.europa.eu\/pub\/pdf\/other\/escb-cesr-standardssecurities2004en.pdf\" target=\"_blank\" rel=\"noopener\"><em>n<\/em><\/a>\u00a0(September 2004).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>ECSDA,\u00a0<a href=\"http:\/\/ec.europa.eu\/internal_market\/financial-markets\/docs\/cesame\/giovannini\/200506_01_ecsda_en.pdf\" target=\"_blank\" rel=\"noopener\"><em>Response to the Giovannini Report: Barrier 3, Corporate Actions<\/em><\/a>\u00a0(June 2005).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* ESMA,\u00a0<a href=\"https:\/\/www.esma.europa.eu\/sites\/default\/files\/library\/2016-773_dp_dlt.pdf\" target=\"_blank\" rel=\"noopener\"><em>Discussion Paper, The Distributed Ledger Technology Applied to Securities Markets<\/em><\/a>\u00a0(ESMA\/2016\/773, 2 June 2016).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/2013\/08\/r_130812a\/\" target=\"_blank\" rel=\"noopener\"><em>Consultative Document: Application of the Key Attributes of Effective Resolution Regimes to Non-bank Financial Institutions<\/em><\/a>\u00a0(August 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/2013\/08\/r_130828\/\" target=\"_blank\" rel=\"noopener\"><em>Consultative Document: Assessment Methodology for the Key Attributes of Effective Resolution Regimes for Financial Institutions<\/em><\/a>\u00a0(August 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/Global-SFT-Data-Standards-Consultative-Document.pdf\" target=\"_blank\" rel=\"noopener\"><em>Consultative Document: Standards and Processes for Global Securities Financing Data Collection and Aggregation<\/em><\/a>\u00a0(November 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/c_140929.pdf\" target=\"_blank\" rel=\"noopener\"><em>Cross-border recognition of resolution action: Consultative Document<\/em><\/a>\u00a0(September 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/r_141015.pdf\" target=\"_blank\" rel=\"noopener\"><em>Key Attributes of Effective Resolution Regimes for Financial Institutions<\/em><\/a>\u00a0(October 2014), (FSB Key Attributes).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/what-we-do\/about-the-compendium-of-standards\/key_standards\/\" target=\"_blank\" rel=\"noopener\"><em>Key Standards for Sound Financial Systems<\/em><\/a>, (FSB Key Standards).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/r_130905a.pdf\" target=\"_blank\" rel=\"noopener\"><em>Narrative Progress Report on Financial Reforms: Report of the Financial Stability Board to G20 Leaders<\/em><\/a>\u00a0(September 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/2015\/11\/principles-for-cross-border-effectiveness-of-resolution-actions\/\" target=\"_blank\" rel=\"noopener\"><em>Principles for Cross-border Effectiveness of Resolution Actions<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/r_121102.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recovery and Resolution Planning: Making the Key Attributes Requirements Operational: Consultative Document<\/em><\/a>\u00a0(November 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.financialstabilityboard.org\/publications\/r_111027a.pdf\" target=\"_blank\" rel=\"noopener\"><em>Shadow Banking: Strengthening Oversight and Regulation<\/em><\/a>\u00a0(October 2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/r_130829b.pdf\" target=\"_blank\" rel=\"noopener\"><em>Strengthening Oversight and Regulation of Shadow Banking: Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos<\/em><\/a>\u00a0(August 2013), (FSB Shadow Banking Framework).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.financialstabilityboard.org\/wp-content\/uploads\/r_141013a.pdf\" target=\"_blank\" rel=\"noopener\"><em>Strengthening Oversight and Regulation of Shadow Banking: Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions<\/em><\/a>\u00a0(14 October 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/shadow_banking_overview_of_progress_2015.pdf\" target=\"_blank\" rel=\"noopener\"><em>Transforming Shadow Banking into Resilient Market-based Finance: An Overview of Progress<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,<em>\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/Report-on-possible-measures-of-non-cash-collateral-reuse.pdf\" target=\"_blank\" rel=\"noopener\">Transforming Shadow Banking into Resilient Market-based Finance: Possible Measures of Non-cash Collateral Re-use<\/a>\u00a0<\/em>(February 2016).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/SFT_haircuts_framework.pdf\" target=\"_blank\" rel=\"noopener\"><em>Transforming Shadow Banking into Resilient Market-based Finance: Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>FSB,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/FSB-Standards-for-Global-Securities-Financing-Data-Collection.pdf\" target=\"_blank\" rel=\"noopener\"><em>Transforming Shadow Banking into Resilient Market-based Finance: Standards and Processes for Global Securities Financing Data Collection and Aggregation<\/em><\/a>\u00a0(November 2015).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>*\u00a0<a href=\"https:\/\/www.hcch.net\/en\/instruments\/conventions\/full-text\/?cid=72\" target=\"_blank\" rel=\"noopener\">Hague Conference on Private International Law, Convention of 5 July 2006 on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary<\/a>, (Hague Securities Convention).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IMF, \u2018<a href=\"http:\/\/www.imf.org\/en\/About\/Factsheets\/Sheets\/2016\/08\/01\/16\/14\/Financial-Sector-Assessment-Program\" target=\"_blank\" rel=\"noopener\">The Financial Sector Assessment Program (FSAP)<\/a>\u2019 (3 November 2017).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IMF,\u00a0<a href=\"https:\/\/www.imf.org\/external\/pubs\/ft\/sdn\/2016\/sdn1603.pdf\" target=\"_blank\" rel=\"noopener\"><em>Virtual Currencies and Beyond: Initial Considerations<\/em>\u00a0<\/a>(January 2016; SDN\/16\/03).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD167.pdf\" target=\"_blank\" rel=\"noopener\"><em>Principles on Client Identification and Beneficial Ownership for the Securities Industry<\/em><\/a>\u00a0(May 2004).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD386.pdf\" target=\"_blank\" rel=\"noopener\"><em>Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information<\/em><\/a>\u00a0(May 2012; revised version).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD323.pdf\" target=\"_blank\" rel=\"noopener\"><em>Objectives and Principles of Securities Regulation<\/em><\/a>\u00a0(June 2010).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO Board,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD401.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recommendations Regarding the Protection of Client Assets: Consultation Report<\/em><\/a>\u00a0(February 2013; CR02\/13).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO Board,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD436.pdf\" target=\"_blank\" rel=\"noopener\"><em>Recommendations Regarding the Protection of Client Assets: Final Report\u00a0<\/em><\/a>(January 2014; FR01\/14).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO Technical Committee,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD57.pdf\" target=\"_blank\" rel=\"noopener\"><em>Client Asset Protection<\/em><\/a>\u00a0(August 1996).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>IOSCO Technical Committee,\u00a0<a href=\"http:\/\/www.iosco.org\/library\/pubdocs\/pdf\/IOSCOPD351.pdf\" target=\"_blank\" rel=\"noopener\"><em>Survey of Regimes for the Protection, Distribution and\/or Transfer of Client Assets: Final Report<\/em><\/a>\u00a0(March 2011; FR05\/11).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>OECD,\u00a0<a href=\"http:\/\/www.oecd.org\/daf\/fin\/financial-markets\/48892010.pdf\" target=\"_blank\" rel=\"noopener\"><em>G20 High-level Principles on Financial Consumer Protection<\/em><\/a>\u00a0(October 2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>*\u00a0<a href=\"http:\/\/www.uncitral.org\/uncitral\/en\/uncitral_texts\/security\/Guide_securedtrans.html\" target=\"_blank\" rel=\"noopener\">UNCITRAL Legislative Guide on Secured Transactions<\/a>\u00a0(2007).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* UNCITRAL,\u00a0<a href=\"http:\/\/www.uncitral.org\/uncitral\/en\/uncitral_texts\/security\/2016Model_secured.html\" target=\"_blank\" rel=\"noopener\">Model Law on Secured Transactions<\/a>\u00a0(2016).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>UNCITRAL, Hague Conference, and UNIDROIT,\u00a0<a href=\"http:\/\/www.uncitral.org\/uncitral\/en\/uncitral_texts\/security\/2011UNCITRAL_HCCH_Unidroit_texts.html\" target=\"_blank\" rel=\"noopener\"><em>Texts on Security Interests: Comparison and Analysis of Major Features of International Instruments Relating to Secured Transactions<\/em><\/a>\u00a0(2011).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* UNIDROIT,\u00a0<a href=\"https:\/\/www.unidroit.org\/instruments\/capital-markets\/netting\">Principles on the Operation of Close-Out Netting Provisions<\/a>\u00a0(2013).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* UNIDROIT,\u00a0<a href=\"https:\/\/www.unidroit.org\/instruments\/capital-markets\/geneva-convention\">The UNIDROIT Convention on Substantive Rules for Intermediated Securities<\/a>\u00a0(2009), (Geneva Securities Convention).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* UNIDROIT,\u00a0<a href=\"https:\/\/www.unidroit.org\/english\/documents\/2011\/depositary\/dc11-dep-01rev-e.pdf\"><em>The System of Declarations under the UNIDROIT Convention on Substantive Rules for Intermediated Securities (\u201cGeneva Securities Convention\u201d): An Explanatory Memorandum for the Assistance of States and Regional Economic Integration Organisations<\/em><\/a>, UNIDROIT 2012 \u2013 DC11\/DEP\/Doc. 1 rev. (April 2012), (Declarations Memorandum).<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>* The World Bank,\u00a0<a href=\"http:\/\/www.doingbusiness.org\/\" target=\"_blank\" rel=\"noopener\">Doing Business<\/a>.<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p><strong>II: Articles et documents connexes<\/strong><\/p>\n<p>&nbsp;<\/p>\n<p>Acharya, V., Adler, B., Richardson, M., and Roubini, N., \u2018Resolution Authority\u2019, in Acharya, V., Cooley, T., Richardson, M., and Walter, I.,\u00a0<em>Regulating Wall Street: The Dodd-Frank Act and the New Architecture of Global Finance<\/em>\u00a0(Hoboken, New Jersey: Wiley, 2010), 213\u201340.<\/p>\n<p>&nbsp;<\/p>\n<p>Acharya, V. and \u00d6nc\u00fc, S., \u2018A Proposal for the Resolution of Systemically Important Assets and Liabilities: The Case of the Repo Market\u2019,\u00a0<em>International Journal of Central Banking<\/em>, 9 (2013; Supplement 1), 291\u2013349.<\/p>\n<p>&nbsp;<\/p>\n<p>Adams, S.,\u00a0<a href=\"http:\/\/dash.harvard.edu\/handle\/1\/10985175\" target=\"_blank\" rel=\"noopener\"><em>Derivatives Exemptions in Bankruptcy and Dodd-Frank: A Structural Analysis<\/em><\/a>\u00a0(2013).<\/p>\n<p>&nbsp;<\/p>\n<p>Architzel, P. and Walker, P.,\u00a0<em>CFTC\u2019s Rulemaking on the Segregation of Cleared Swaps: Customer Collateral: LSOC and Beyond<\/em>\u00a0(New York City Bar, 3 May 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>Austen-Peters, A.,\u00a0<em>Custody of Investments: Law and Practice<\/em>\u00a0(Oxford: Oxford University Press, 2001).<\/p>\n<p>&nbsp;<\/p>\n<p>Ayotte, K. and Skeel, D., \u2018Bankruptcy or Bailouts?\u2019,\u00a0<em>The Journal of Corporation Law<\/em>, 35\/3 (2010), 469\u201398.<\/p>\n<p>&nbsp;<\/p>\n<p>Baquero-Herrera, M., \u2018Legal Certainty and Financial Market Integration: The MILA Case\u2019,<em>\u00a0Law and Business Review of the Americas<\/em>, 19 (2013), 487\u2013502.<\/p>\n<p>&nbsp;<\/p>\n<p>Bates, S. and Gleeson, S., \u2018Legal Aspects of Bank Bail-ins\u2019,\u00a0<em>Law and Financial Markets Review<\/em>, 5\/4 (2011), 264\u201375.<\/p>\n<p>&nbsp;<\/p>\n<p>Bazinas, S., \u2018The UNCITRAL Legislative Guide on Secured Transactions: Key Objectives and Fundamental Policies\u2019,\u00a0<em>Uniform Commercial Code Law Journal<\/em>, 42\/2 (2010), 123\u201355.<\/p>\n<p>&nbsp;<\/p>\n<p>Bazinas, S., \u2018Towards Global Harmonization of Conflict-of-laws Rules in the Area of Secured Financing: the Conflict-of-laws Recommendations of the UNCITRAL Legislative Guide on Secured Transactions\u2019, in The Permanent Bureau of the Hague Conference on Private International Law,\u00a0<em>A Commitment to Private International Law: Essays in Honour of Hans van Loon<\/em>\u00a0(Cambridge: Intersentia, 2013), 1\u201316.<\/p>\n<p>&nbsp;<\/p>\n<p>Bazinas, S., Kohn, R., and Del Duca, L., \u2018Facilitating a Cost-free Path to Economic Recovery: Implementing a Global Uniform Receivables Financing Law\u2019,\u00a0<em>Uniform Commercial Code Law Journal<\/em>, 44\/3 (2012), 277\u2013316.<\/p>\n<p>&nbsp;<\/p>\n<p>Beale, H., Bridge, M., Gullifer, L., and Lomnicka, E.,\u00a0<em>The Law of Security and Title-based Financing<\/em>\u00a0(Oxford: Oxford University Press, 2012; 2nd edn).<\/p>\n<p>&nbsp;<\/p>\n<p>Benjamin, J.,\u00a0<em>Interests in Securities<\/em>\u00a0(Oxford: Oxford University Press, 2000).<\/p>\n<p>&nbsp;<\/p>\n<p>Benjamin, J.,\u00a0<em>Financial Law<\/em>\u00a0(Oxford: Oxford University Press, 2007).<\/p>\n<p>&nbsp;<\/p>\n<p>Benjamin, J., Morton, G., and Raffan, M., \u2018The Future of Securities Financing\u2019,\u00a0<em>Law and Financial Markets Review<\/em>, 7\/1 (2013), 4\u20138.<\/p>\n<p>&nbsp;<\/p>\n<p>Bergman, W., Bliss, R., Johnson, C., and Kaufman, G., \u2018Netting, Financial Contracts, and Banks: The Economic Implications\u2019, in Kaufman, G. (ed.),\u00a0<em>Market Discipline in Banking: Theory and Evidence<\/em>\u00a0(Amsterdam: Elsevier, 2003).<\/p>\n<p>&nbsp;<\/p>\n<p>Bernasconi, C. and Keijser, T., \u2018The Hague and Geneva Securities Conventions: A Modern and Global Legal Regime for Intermediated Securities\u2019,\u00a0<em>Uniform Law Review<\/em>, XVII\/3 (2012), 549\u201360.<\/p>\n<p>&nbsp;<\/p>\n<p>Birnhak, D., \u2018Online Shareholder Meetings: Corporate Law Anomalies or the Future of Governance?\u2019,\u00a0<em>Rutgers Computer and Technology Law Journal<\/em>, 29\/2 (2003), 423\u201346.<\/p>\n<p>&nbsp;<\/p>\n<p>Bliss, R. and Kaufman, G., \u2018Derivatives and Systemic Risk: Netting, Collateral, and Closeout\u2019,\u00a0<em>Journal of Financial Stability<\/em>, 2 (2006), 55\u201370.<\/p>\n<p>&nbsp;<\/p>\n<p>Bloxham, P.,\u00a0<em>Review of the Investment Bank Special Administration Regulations 2011<\/em>\u00a0(United Kingdom: April 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>B\u00f6ger, O., \u2018Close-out Netting Provisions in Private International Law and International Insolvency Law (Part I)\u2019,\u00a0<em>Uniform Law Review<\/em>, XVIII\/2 (2013), 232\u201361.<\/p>\n<p>&nbsp;<\/p>\n<p>B\u00f6ger, O., \u2018Close-out Netting Provisions in Private International Law and International Insolvency Law (Part II)\u2019,\u00a0<em>Uniform Law Review<\/em>, XVIII\/3-4 (2013), 532-63.<\/p>\n<p>&nbsp;<\/p>\n<p>Bolton, P., and Oehmke, M., \u2018Should Derivatives Be Privileged in Bankruptcy?\u2019,\u00a0<em>Journal of Finance<\/em>, 70\/6 (2015), 2353\u201393.<\/p>\n<p>&nbsp;<\/p>\n<p>Bonomi, A., Cashin Ritaine, E., and Volders, B., (eds),\u00a0<em>La loi applicable aux titres interm\u00e9di\u00e9s: La Convention de La Haye du 5 juillet 2006: Une opportunit\u00e9 pour la place financi\u00e8re Suisse?<\/em>\u00a0(Schulthess Verlag: Zurich, 2006).<\/p>\n<p>&nbsp;<\/p>\n<p>Boros, E., \u2018Virtual Shareholder Meetings: Who Decides How Companies Make Decisions?\u2019,\u00a0<em>Melbourne University Law Review<\/em>, 28 (2004), 265\u201389.<\/p>\n<p>&nbsp;<\/p>\n<p>Caballero Germain, G.,\u00a0<em>La adquisici\u00f3n a non domino de valores anotados en cuenta<\/em>\u00a0(Madrid: Civitas, 2010).<\/p>\n<p>&nbsp;<\/p>\n<p>Caballero Germain, G.,\u00a0<em>La custodia en el mercado de valores: de los t\u00edtulos de cr\u00e9dito a los valores anotados en cuenta<\/em>\u00a0(Thomson Reuters, 2016).<\/p>\n<p>&nbsp;<\/p>\n<p>Chun, C.,\u00a0<em>Cross-border Transactions of Intermediated Securities<\/em>\u00a0(Heidelberg, New York, Dordrecht, London: Springer, 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>Cohan, W.,\u00a0<em>House of Cards: A Tale of Hubris and Wretched Excess on Wall Street<\/em>\u00a0(Doubleday, 2009).<\/p>\n<p>&nbsp;<\/p>\n<p>Combs, V., \u2018The Law of Intermediated Securities: U.C.C. Versus UNIDROIT\u2019,\u00a0<em>Alabama Law Review<\/em>, 58\/2 (2006), 399\u2013415.<\/p>\n<p>&nbsp;<\/p>\n<p>Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>CRMPG III,\u00a0<a href=\"http:\/\/www.crmpolicygroup.org\/docs\/CRMPG-III.pdf\" target=\"_blank\" rel=\"noopener\"><em>Containing Systemic Risk: The Road to Reform<\/em><\/a>\u00a0(August 2008).<\/p>\n<p>&nbsp;<\/p>\n<p>Crockett, A., \u2018Discussion of \u201cA Proposal for the Resolution of Systemically Important Assets and Liabilities: The Case of the Repo Market\u201d\u2019,\u00a0<em>International Journal of Central Banking<\/em>, 9 (2013; Supplement 1), 351\u20137.<\/p>\n<p>&nbsp;<\/p>\n<p>Davidoff, S. and Zaring, D., \u2018Regulation by Deal: The Government\u2019s Response to the Financial Crisis\u2019,\u00a0<em>Administrative Law Review<\/em>, 61\/3 (2009), 463\u2013541.<\/p>\n<p>&nbsp;<\/p>\n<p>Deschamps, M., \u2018The Security Interest Provisions of the UNIDROIT Convention on Intermediated Securities\u2019,\u00a0<em>Uniform Law Review<\/em>, XV\/2 (2010), 337\u201356.<\/p>\n<p>&nbsp;<\/p>\n<p>Deschamps, M., \u2018The Geneva Securities Convention: Selected Issues Left to Law outside the Convention\u2019,\u00a0<em>Uniform Law Review<\/em>, XV\/3\u20134 (2010), 703\u201312.<\/p>\n<p>&nbsp;<\/p>\n<p>Donald, D., \u2018Heart of Darkness: The Problem at the Core of the US Proxy System and Its Solution\u2019,\u00a0<em>Virginia Law &amp; Business Review<\/em>, 6\/1 (2011), 41\u2013100.<\/p>\n<p>&nbsp;<\/p>\n<p>Duffie, D. and Skeel, D., \u2018A Dialogue on the Costs and Benefits of Automatic Stays for Derivatives and Repurchase Agreements\u2019, in Scott, K. and Taylor, J. (eds),\u00a0<em>Bankruptcy Not Bailout: A Special Chapter 14<\/em>\u00a0(Stanford, California: Hoover Institution Press, 2012), 133\u201373.<\/p>\n<p>&nbsp;<\/p>\n<p>Dupont, P., \u2018Rights of the Account Holder Relating to Securities Credited to Its Securities Account\u2019, in Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013), 90\u2013104.<\/p>\n<p>&nbsp;<\/p>\n<p>Edwards, F. and Morrison, E., \u2018Derivatives and the Bankruptcy Code: Why the Special Treatment?\u2019,\u00a0<em>Yale Journal on Regulation<\/em>, 22\/1 (2005), 91\u2013122.<\/p>\n<p>&nbsp;<\/p>\n<p>Eichholz, C., \u2018Das Genfer Wertpapier\u00fcbereinkommen und das deutsche sachenrechtliche Denken im Effektengiroverkehr\u2019,\u00a0<em>WM Zeitschrift f\u00fcr Wirtschafts- und Bankrecht<\/em>, 67\/6 (2013), 250\u20135.<\/p>\n<p>&nbsp;<\/p>\n<p>Einsele, D., \u2018Das Haager \u00dcbereinkommen \u00fcber das auf bestimmte Rechte im Zusammenhang mit zwischenverwahrten Wertpapieren anzuwendende Recht\u2019,\u00a0<em>WM Zeitschrift f\u00fcr Wirtschafts- und Bankrecht<\/em>, 57\/49 (2003), 2349\u201356.<\/p>\n<p>&nbsp;<\/p>\n<p>Einsele, D., \u2018The Book-entry in a Securities Account: Linchpin of a Harmonised Legal Framework of Securities Held with an Intermediary\u2019,\u00a0<em>Uniform Law Review<\/em>, IX\/1 (2004), 41\u201350.<\/p>\n<p>&nbsp;<\/p>\n<p>Einsele, D., \u2018Modernising German Law: Can the UNIDROIT Project on Intermediated Securities Provide Guidance?\u2019,\u00a0<em>Uniform Law Review<\/em>, X\/1\u20132 (2005), 251\u201361.<\/p>\n<p>&nbsp;<\/p>\n<p>Einsele, D., \u2018Security Interests in Financial Instruments\u2019, in Eidenm\u00fcller, H. and Kieninger, E.-M. (eds),\u00a0<em>The Future of Secured Credit in Europe<\/em>\u00a0(Munich: De Gruyter Recht, 2008), 350\u201364.<\/p>\n<p>&nbsp;<\/p>\n<p>Einsele, D., \u2018Intermedi\u00e4r-verwahrte Wertpapiere: Rechtsharmonisierung versus Systemneutralit\u00e4t\u2019,\u00a0<em>Zeitschrift f\u00fcr das gesamte Handelsrecht und Wirtschaftsrecht<\/em>, 177\/1 (2013), 50\u201389.<\/p>\n<p>&nbsp;<\/p>\n<p>Einsele D.,\u00a0<em>Wertpapierrecht als Schuldrecht: Funktionsverlust von Effektenurkunden im internationalen Rechtsverkehr<\/em>\u00a0(T\u00fcbingen: 1995).<\/p>\n<p>&nbsp;<\/p>\n<p>Enriques, L., Gargantini, M., and Novembre, V., \u2018Mandatory and Contract-based Shareholding Disclosure\u2019,\u00a0<em>Uniform Law Review<\/em>, XV\/3\u20134 (2010), 713\u201342.<\/p>\n<p>&nbsp;<\/p>\n<p>Euroclear and Oliver Wyman,\u00a0<a href=\"https:\/\/www.euroclear.com\/dam\/Brochures\/BlockchainInCapitalMarkets-ThePrizeAndTheJourney.pdf\" target=\"_blank\" rel=\"noopener\"><em>Blockchain in Capital Markets: The Prize and the Journey<\/em><\/a>\u00a0(February 2016).<\/p>\n<p>&nbsp;<\/p>\n<p>Fairfax, L., \u2018Virtual Shareholder Meetings Reconsidered\u2019,\u00a0<em>Seton Hall Law Review<\/em>, 40 (2010), 1367\u2013432.<\/p>\n<p>&nbsp;<\/p>\n<p>Faubus, B., \u2018Narrowing the Bankruptcy Safe Harbor for Derivatives to Combat Systemic Risk\u2019,\u00a0<em>Duke Law Journal<\/em>, 59\/4 (2010), 801\u201342.<\/p>\n<p>&nbsp;<\/p>\n<p>Ferrarini, G. and Saguato, P., \u2018Reforming Securities and Derivatives Trading in the EU: From EMIR to MIFIR\u2019,\u00a0<em>Journal of Corporate Law Studies<\/em>, 13\/2 (2013), 319\u201359.<\/p>\n<p>&nbsp;<\/p>\n<p>Ferrarini, G. and Saguato, P., \u2018Regulating Financial Market Infrastructures\u2019, in N. 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(eds),\u00a0<em>Intermediated Securities: Legal Problems and Practical Issues<\/em>\u00a0(Oxford: Hart Publishing, 2010), 69\u2013130.<\/p>\n<p>&nbsp;<\/p>\n<p>Morrison, E., and Riegel, J., \u2018Financial Contracts and the New Bankruptcy Code: Insulating Markets From Bankrupt Debtors and Bankruptcy Judges\u2019,\u00a0<em>American Bankruptcy Institute Law Review<\/em>, 13 (2010), 641\u201364.<\/p>\n<p>&nbsp;<\/p>\n<p>Morrison, E., Roe, M. and Sontchi, C., \u2018Rolling Back the Repo Safe Harbors\u2019, 69(4) (2014),\u00a0<em>The Business Lawyer<\/em>, 1015\u201348.<\/p>\n<p>&nbsp;<\/p>\n<p>Morton, G., \u2018Security Interests in Financial Instruments: Commentary\u2019, in Eidenm\u00fcller, H. and Kieninger, E.-M. (eds),\u00a0<em>The Future of Secured Credit in Europe<\/em>\u00a0(Munich: De Gruyter Recht, 2008), 364\u201372.<\/p>\n<p>&nbsp;<\/p>\n<p>Moss, G., \u2018Intermediated Securities: Issues Arising from Insolvency\u2019, in Gullifer, L. and Payne, J. (eds),\u00a0<em>Intermediated Securities: Legal Problems and Practical Issues<\/em>\u00a0(Oxford: Hart Publishing, 2010), 61\u20138.<\/p>\n<p>&nbsp;<\/p>\n<p>M\u00fclbert, P., \u2018Vom Ende allen sachenrechtlichen Denkens im Depotrecht durch UNIDROIT und die EU\u2019,\u00a0<em>Zeitschrift f\u00fcr Bankrecht und Bankwirtschaft<\/em>, 22\/6 (2010), 445\u201358.<\/p>\n<p>&nbsp;<\/p>\n<p>Murphy, D.,\u00a0<em>OTC Derivatives: Bilateral Trading &amp; Central Clearing<\/em>\u00a0(Basingstoke: Palgrave MacMillan, 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>Murray, E., \u2018The ISDA Credit Support Documents\u2019, in Tyson-Quah, K. (ed.),\u00a0<em>Cross-border Securities: Repo, Lending and Collateralisation<\/em>\u00a0(London: Sweet &amp; Maxwell, 1997), 197\u2013219.<\/p>\n<p>&nbsp;<\/p>\n<p>Murray, E., \u2018Financial Collateral Arrangements and the Financial Markets\u2019, in Dahan, F. (ed),\u00a0<em>Research Handbook on Secured Financing in Commercial Transactions<\/em>\u00a0(Edward Elgar Publishing, 2015), 286-325.<\/p>\n<p>&nbsp;<\/p>\n<p>Myners, P.,\u00a0<em>Review of the Impediments to Voting UK Shares: Report by Paul Myners to the Shareholder Voting Working Group<\/em>\u00a0(January 2004).<\/p>\n<p>&nbsp;<\/p>\n<p>Myners, P.,\u00a0<em>Review of the Impediments to Voting UK Shares: Report by Paul Myners to the Shareholder Voting Working Group: An Update on Progress Three Years on<\/em>\u00a0(July 2007).<\/p>\n<p>&nbsp;<\/p>\n<p>Newman, A. and Bach, D., \u2018The European Union as Hardening Agent: Soft Law and the Diffusion of Global Financial Regulation\u2019, 21(3) (2014),\u00a0<em>Journal of European Public Policy<\/em>, 430\u201352.<\/p>\n<p>&nbsp;<\/p>\n<p>Nijenhuis, A., \u2018Close-out netting en insolventie: Close-out netting bepalingen in swaps en valutatermijncontracten en de rol van de artikelen 38 en 237 Faillissementswet\u2019, in Kortmann, S. et al. (eds),\u00a0<em>Onderneming en effecten<\/em>\u00a0(Deventer: Tjeenk Willink, 1998), 601\u201316.<\/p>\n<p>&nbsp;<\/p>\n<p>Nolan, R., \u2018Indirect Investors: A Greater Say in the Company?\u2019,\u00a0<em>Journal of Corporate Law Studies<\/em>, 3\/1 (2003), 73\u2013121.<\/p>\n<p>&nbsp;<\/p>\n<p>Nolan, R., \u2018The Continuing Evolution of Shareholder Governance\u2019,\u00a0<em>Cambridge Law Journal<\/em>, 65\/1 (2006), 92\u2013127.<\/p>\n<p>&nbsp;<\/p>\n<p>Ooi, M.,\u00a0<em>Shares and Other Securities in the Conflict of Laws<\/em>\u00a0(Oxford: Oxford University Press, 2003).<\/p>\n<p>&nbsp;<\/p>\n<p>Ooi, M., \u2018The Hague Securities Convention: A Critical Reading of the Road Map\u2019,\u00a0<em>Lloyd\u00b4s Maritime &amp; Commercial Law Quarterly<\/em>, 4 (2005), 467\u201390.<\/p>\n<p>&nbsp;<\/p>\n<p>Ooi, M., \u2018Intermediated Securities: The Choice of a Choice of Law Rule\u2019, in Gullifer, L. and Payne, J. (eds),\u00a0<em>Intermediated Securities: Legal Problems and Practical Issues<\/em>\u00a0(Oxford: Hart Publishing, 2010), 219\u201344.<\/p>\n<p>&nbsp;<\/p>\n<p>Osborn, T., \u2018Too Much Choice: The Problems with Europe\u2019s Plethora of Segregation Models\u2019,\u00a0<em>Risk Magazine<\/em>\u00a0(May 2013).<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P., \u2018Close-out Netting, Insolvency Law and Conflict-of-laws\u2019,\u00a0<em>Journal of Corporate Law Studies<\/em>, 14\/2 (2014), 419\u201352.<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P., \u2018Enforceability of Close-out Netting: Draft UNIDROIT Principles to Set New International Benchmark\u2019,\u00a0<em>Butterworths Journal of International Banking and Financial Law<\/em>, 28\/1 (2013), 13\u201319.<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P., \u2018Harmonising Substantive Rules for the Use of Securities Held with Intermediaries as Collateral: The UNIDROIT Project\u2019,\u00a0<em>Uniform Law Review<\/em>, VII\/4 (2002), 1140\u201361.<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P., \u2018Market Needs as Paradigm: Breaking up the Thinking on EU Securities Law\u2019, in Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013), 22\u201364.<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P., \u2018Securities, intermediation and the blockchain: an inevitable choice between liquidity and legal certainty?\u2019,\u00a0<em>Uniform Law Review<\/em>\u00a021\/4 (December 2016), 612-639.<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P., \u2018<a href=\"https:\/\/publikationen.ub.uni-frankfurt.de\/frontdoor\/index\/index\/year\/2010\/docId\/7636\" target=\"_blank\" rel=\"noopener\">Systemic Risk, Regulatory Powers and Insolvency Law: The Need for an International Instrument on the Private Law Framework for Netting<\/a>\u2019 (Frankfurt: March 2010; Institute for Law and Finance, Working Paper Series 116).<\/p>\n<p>&nbsp;<\/p>\n<p>Paech, P. and L\u00f6ber, K., \u2018Interconnecting Law of Securities Holding and Transfer: A Chance for Seamless International Improvements\u2019,\u00a0<em>Butterworths Journal of International Banking and Financial Law<\/em>, 22\/1 (2007), 9\u201315.<\/p>\n<p>&nbsp;<\/p>\n<p>Partnoy, F., and Skeel, A., \u2018The Promise and Perils of Credit Derivatives\u2019,\u00a0<em>University of Cincinnati Law Review<\/em>, 75 (2007), 1019\u201351.<\/p>\n<p>&nbsp;<\/p>\n<p>Payne, J., \u2018Intermediated Securities and the Right to Vote in the UK\u2019, in Gullifer, L. and Payne, J. (eds),\u00a0<em>Intermediated Securities: Legal Problems and Practical Issues<\/em>\u00a0(Oxford: Hart Publishing, 2010), 187\u2013218.<\/p>\n<p>&nbsp;<\/p>\n<p>Perotti, E.,\u00a0<em>Systemic Liquidity Risk and Bankruptcy Exceptions (2010; Centre for Economic Policy Research<\/em>, Policy Insight No 52).<\/p>\n<p>&nbsp;<\/p>\n<p>Pilkington, M., \u2018Blockchain technology: principles and applications\u2019, (2016), in Xavier Olleros, F.\u00a0 and Zhegu, M. (eds),\u00a0<em>Research Handbook on Digital Transformations<\/em>\u00a0(Edward Elgar, 2016), 225-253.<\/p>\n<p>&nbsp;<\/p>\n<p>Potok, R. (ed.),\u00a0<em>Cross Border Collateral: Legal Risk and the Conflict of Laws<\/em>\u00a0(London: Butterworths, 2002).<\/p>\n<p>&nbsp;<\/p>\n<p>Potok, R., \u2018The Hague Securities Convention: Closer and Closer to a Reality\u2019,\u00a0<em>Journal of Banking and Finance Law and Practice<\/em>, 15 (2004), 204\u201320.<\/p>\n<p>&nbsp;<\/p>\n<p>Rachman, N., \u2018Securities Trading Meets Corporate Law: What are \u201cSecurities\u201d and Who Holds Them?: Trends and Patterns in Brazilian Law\u2019,\u00a0<em>Uniform Law Review<\/em>, XV\/3\u20134 (2010), 833\u201344.<\/p>\n<p>&nbsp;<\/p>\n<p>Rasheed, T. and Zebregs, B., \u2018Can a House Divided Between Itself Stand?: Segregation in Derivatives Clearing\u2019,\u00a0<em>Butterworths Journal of International Banking and Financial Law<\/em>, 27\/5 (2012), 293\u2013300.<\/p>\n<p>&nbsp;<\/p>\n<p>Roe, M., \u2018The Derivatives Market\u2019s Payment Priorities as Financial Crisis Accelerator\u2019,<em>\u00a0Stanford Law Review<\/em>, 63\/3 (2011), 539\u201390.<\/p>\n<p>&nbsp;<\/p>\n<p>R\u00f6gner, H., \u2018Inconsistencies between the Hague Securities Convention and German Law\u2019,\u00a0<em>Zeitschrift f\u00fcr Bankrecht und Bankwirtschaft<\/em>, 2 (2006), 98\u2013106.<\/p>\n<p>&nbsp;<\/p>\n<p>Rogers, J., \u2018Policy Perspectives on Revised UCC Article 8\u2019,\u00a0<em>UCLA Law Review<\/em>, 43\/5 (1996), 1431\u2013545.<\/p>\n<p>&nbsp;<\/p>\n<p>Schillig, M., \u2018Bank Resolution Regimes in Europe\u2014Part I: Recovery and Resolution Planning, Early Intervention\u2019,\u00a0<em>European Business Law Review<\/em>, 24\/6 (2013), 751\u201379.<\/p>\n<p>&nbsp;<\/p>\n<p>Schillig, M., \u2018Bank Resolution Regimes in Europe\u2014Part II: Resolution Tools and Powers\u2019,\u00a0<em>European Business Law Review<\/em>, 25\/1 (2014), 67\u2013102.<\/p>\n<p>&nbsp;<\/p>\n<p>Schwarcz, S., \u2018Intermediary Risk in a Global Economy\u2019,\u00a0<em>Duke Law Journal<\/em>, 50\/6 (2001), 1541\u2013607.<\/p>\n<p>&nbsp;<\/p>\n<p>Schwarcz, S., \u2018Distorting Legal Principles\u2019,\u00a0<em>The Journal of Corporation Law<\/em>, 35\/4 (2010), 697\u2013727.<\/p>\n<p>&nbsp;<\/p>\n<p>Schwarcz, S. and Sharon, O., \u2018The Bankruptcy-law Safe Harbor for Derivatives: A Path-dependence Analysis\u2019,\u00a0<em>Washington and Lee Law Review<\/em>, 71\/3 (2014), 1715\u201355.<\/p>\n<p>&nbsp;<\/p>\n<p>Schwarz, Simon,\u00a0<em>Globaler Effektenhandel<\/em>\u00a0(T\u00fcbingen: 2016).<\/p>\n<p>&nbsp;<\/p>\n<p>Scott, H.,\u00a0<a href=\"http:\/\/www.capmktsreg.org\/wp-content\/uploads\/2014\/11\/2012.11.20_Interconnectedness_and_Contagion.pdf\" target=\"_blank\" rel=\"noopener\"><em>Interconnectedness and Contagion<\/em><\/a>\u00a0(November 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>Segna, U., \u2018The Geneva Securities Convention, the Future European Legislation, and Their Impact on German Law\u2019, in Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013), 248\u201368.<\/p>\n<p>&nbsp;<\/p>\n<p>Senior Supervisors Group,\u00a0<a href=\"http:\/\/www.fsb.org\/wp-content\/uploads\/r_0910a.pdf\" target=\"_blank\" rel=\"noopener\"><em>Risk Management Lessons from the Global Banking Crisis of 2008<\/em><\/a>\u00a0(October 2009).<\/p>\n<p>&nbsp;<\/p>\n<p>Sigman, H. and Bernasconi, C., \u2018Myths about the Hague Convention Debunked\u2019,\u00a0<em>International Finance Law Review<\/em>, 24\/11 (2005), 31\u20135.<\/p>\n<p>&nbsp;<\/p>\n<p>Simmons, M. and Dalgleish, E.,\u00a0<em>Corporate Actions: A Guide to Securities Event Managemen<\/em>t (Cicester, West Sussex: Wiley, 2006).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M.,\u00a0<em>Collateral and Financial Plumbing<\/em>\u00a0(Risk Books, 2014).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M. and Aitken, J.,\u00a0<em>Deleveraging after Lehman: Evidence from Reduced Rehypothecation<\/em>\u00a0(March 2009; IMF Working Paper WP\/09\/42).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M. and Aitken, J.,\u00a0<em>The (Sizable) Role of Rehypothecation in the Shadow Banking System<\/em>\u00a0(July 2010; IMF Working Paper WP\/10\/172).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M.,\u00a0<em>The Changing Collateral Space<\/em>\u00a0(January 2013; IMF Working Paper WP\/13\/25).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M.,\u00a0<em>The (Other) Deleveraging<\/em>\u00a0(July 2012; IMF Working Paper WP\/12\/179).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M.,\u00a0<em>Making OTC Derivatives Safe: A Fresh Look<\/em>\u00a0(March 2011; IMF Working Paper WP\/11\/66).<\/p>\n<p>&nbsp;<\/p>\n<p>Singh, M.,\u00a0<em>Velocity of Pledged Collateral: Analysis and Implications<\/em>\u00a0(November 2011; IMF Working Paper WP\/11\/256).<\/p>\n<p>&nbsp;<\/p>\n<p>Skeel, D., \u2018Bankruptcy Boundary Games\u2019,\u00a0<em>Brooklyn Journal of Corporate<\/em>,\u00a0<em>Financial and Commercial Law<\/em>, 4\/1 (2009), 1\u201321.<\/p>\n<p>&nbsp;<\/p>\n<p>Skeel, D. and Jackson, T., \u2018Transaction Consistency and the New Finance in Bankruptcy\u2019,\u00a0<em>Columbia Law Review<\/em>, 112 (2012), 152-202.<\/p>\n<p>&nbsp;<\/p>\n<p>Smethurst, J. and Benjamin, J., \u2018Restatement of the Law Relating to Client Securities\u2019,\u00a0<em>Capital Markets Law Journal<\/em>, 4\/3 (2009), 311\u201322.<\/p>\n<p>&nbsp;<\/p>\n<p>Sorkin, A.,\u00a0<em>Too Big to Fail: Inside the Battle to Save Wall Street<\/em>\u00a0(London: Penguin Books, 2010).<\/p>\n<p>&nbsp;<\/p>\n<p>Struycken, T. and Schim, B., \u2018Vermogensscheiding in ondernemingsrechtelijk perspectief: aandelen houden vanachter het girale gordijn\u2019, in Rank, W. (ed.),\u00a0<em>Vermogensscheiding in de financi\u00eble praktijk<\/em>\u00a0(Amsterdam: NIBE SVV, 2008; BJR 56).<\/p>\n<p>&nbsp;<\/p>\n<p>Summe, K., \u2018An Examination of Lehman Brothers\u2019 Derivatives Portfolio Postbankruptcy: Would Dodd-Frank Have Made a Difference?\u2019, in Scott, K., and Taylor, J. (eds.),\u00a0<em>Bankruptcy Not Bailout: A Special Chapter 14<\/em>\u00a0(Stanford, California: Hoover Institution Press, 2012), 85-129.<\/p>\n<p>&nbsp;<\/p>\n<p>Th\u00e9venoz, L., \u2018The Geneva Securities Convention: Objectives, History, and Guiding Principles\u2019, in Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013), 3\u201321.<\/p>\n<p>&nbsp;<\/p>\n<p>Th\u00e9venoz, L., \u2018Intermediated Securities, Legal Risk, and the International Harmonization of Commercial Law\u2019,\u00a0<em>Stanford Journal of Law<\/em>, Business &amp; Finance, 13\/2 (2008), 384\u2013452.<\/p>\n<p>&nbsp;<\/p>\n<p>Th\u00e9venoz, L., \u2018New Legal Concepts Regarding the Holding of Investment Securities for a Civil Law Jurisdiction: The Swiss Draft Act\u2019,\u00a0<em>Uniform Law Review<\/em>, X\/1\u20132 (2005), 301\u201337.<\/p>\n<p>&nbsp;<\/p>\n<p>Th\u00e9venoz, L., \u2018Transfer of Intermediated Securities\u2019, in Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013), 135\u201359.<\/p>\n<p>&nbsp;<\/p>\n<p>Th\u00e9venoz, L., \u2018Who Holds (Intermediated) Securities?: Shareholders, Account Holders, and Nominees\u2019,\u00a0<em>Uniform Law Review<\/em>, XV\/3\u20134 (2010), 845\u201359.<\/p>\n<p>&nbsp;<\/p>\n<p>Tucker, P.,\u00a0<em>Building Resilient Financial Systems: Macroprudential Regimes and Securities Market Regulation<\/em>\u00a0(2011 speech at the International Council of Securities Associations).<\/p>\n<p>&nbsp;<\/p>\n<p>Tuckman, B.,\u00a0<a href=\"http:\/\/www.stern.nyu.edu\/cons\/groups\/content\/documents\/webasset\/con_040104.pdf\" target=\"_blank\" rel=\"noopener\"><em>Amending Safe Harbors to Reduce Systemic Risk in OTC Derivatives Markets<\/em><\/a>\u00a0(Center for Financial Stability, 2010; CFS Policy Paper).<\/p>\n<p>&nbsp;<\/p>\n<p>Turing, D.,\u00a0<em>Clearing and Settlement in Europe<\/em>\u00a0(West Sussex: Bloomsbury, 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>Vauplane, H. de and Yon, J-P., \u2018The Concept of Integrity in Securities Holding Systems\u2019, in Conac, P.-H., Segna, U., and Th\u00e9venoz, L. (eds),\u00a0<em>Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation<\/em>\u00a0(Cambridge: Cambridge University Press, 2013), 193\u2013213.<\/p>\n<p>&nbsp;<\/p>\n<p>Walch, A. \u2018The Bitcoin Blockchain as Financial Market Infrastructure: A Consideration of Operational Risk\u2019,\u00a0<em>NYU Journal of Legislation and Public Policy<\/em>, 18 (2015), 837-93.<\/p>\n<p>&nbsp;<\/p>\n<p>Werlen, T. and Flanagan, S., \u2018The 2002 Model Netting Act: A Solution for Insolvency Uncertainty\u2019,\u00a0<em>Butterworths Journal of International Banking and Financial Law<\/em>, 17\/4 (2002), 154\u201364.<\/p>\n<p>&nbsp;<\/p>\n<p>Wood, P.,\u00a0<em>Set-off and Netting, Derivatives, Clearing Systems<\/em>\u00a0(London: Sweet &amp; Maxwell, 2007).<\/p>\n<p>&nbsp;<\/p>\n<p>Wymeersch, E., Hopt, K., and Ferrarini, G. (eds),\u00a0<em>Financial Regulation and Supervision: A Post-crisis Analysis<\/em>\u00a0(Oxford: Oxford University Press, 2012).<\/p>\n<p>&nbsp;<\/p>\n<p>Yates, M. and Montagu, G.,\u00a0<em>The Law of Global Custody<\/em>\u00a0(West Sussex: Bloomsbury Professional, 2013, 4th edn).<\/p>\n<p>&nbsp;<\/p>\n<p>Zacaroli, A., \u2018Taking Security over Intermediated Securities: Chapter V of the UNIDROIT (Geneva) Convention on Intermediated Securities\u2019, in Gullifer, L. and Payne, J. (eds),\u00a0<em>Intermediated Securities: Legal Problems and Practical Issues<\/em>\u00a0(Oxford: Hart Publishing, 2010), 167\u201386.<\/p>\n<p>&nbsp;<\/p>\n<p>Zetzsche, D.,\u00a0<em><a href=\"https:\/\/papers.ssrn.com\/sol3\/papers.cfm?abstract_id=747347\" target=\"_blank\" rel=\"noopener\">Corporate Governance in Cyberspace: A Blueprint for Virtual Shareholder Meetin<\/a><a href=\"https:\/\/papers.ssrn.com\/sol3\/papers.cfm?abstract_id=747347\" target=\"_blank\" rel=\"noopener\">gs<\/a><\/em>\u00a0(Heinrich-Heine-Universit\u00e4t D\u00fcsseldorf, 2005; Center for Business and Corporate Law Research Paper Series 11).<\/p>\n<p>&nbsp;<\/p>\n<p>Zetzsche, D., \u2018Shareholder Passivity, Cross-border Voting and the Shareholder Rights Directive\u2019,\u00a0<em>Journal of Corporate Law Studies<\/em>, 8\/2 (2008), 289\u2013336.[\/vc_column_text][\/vc_column][\/vc_row][vc_row][vc_column][vc_empty_space height=&#8221;10px&#8221;][\/vc_column][\/vc_row]<\/p>\n<\/div>","protected":false},"excerpt":{"rendered":"<p>[vc_row][vc_column css=&#8221;.vc_custom_1490017614850{margin-bottom: 30px !important;}&#8221;][vc_custom_heading text=&#8221;BIBLIOGRAPHIE&#8221; font_container=&#8221;tag:h1|text_align:left&#8221; use_theme_fonts=&#8221;yes&#8221; css=&#8221;.vc_custom_1629048830144{margin-top: 0px !important;margin-bottom: 20px !important;}&#8221;][vc_custom_heading text=&#8221;MARCHES FINANCIERS &#8211; GUIDE LEGISLATIF &#8211; BIBLIOGRAPHIE &#8221; font_container=&#8221;tag:h4|text_align:left&#8221; use_theme_fonts=&#8221;yes&#8221;][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1622455036974{background-color: #f2f2f2 !important;}&#8221;][vc_column css=&#8221;.vc_custom_1490017614850{margin-bottom: 30px !important;}&#8221;][vc_column_text]Informations bibliographiques pour le Guide l\u00e9gislatif d\u2019UNIDROIT sur les titres interm\u00e9di\u00e9s &nbsp; Comme le pr\u00e9voit le Guide l\u00e9gislatif&nbsp;<a href=\"https:\/\/www.unidroit.org\/fr\/instruments\/marches-financiers\/guide-legislatif\/bibliographie\/\">&hellip;<\/a><\/p>\n","protected":false},"author":20,"featured_media":0,"parent":6187,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"ep_exclude_from_search":false,"footnotes":""},"class_list":["post-6196","page","type-page","status-publish","format-standard","hentry","odd"],"_links":{"self":[{"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/pages\/6196","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/users\/20"}],"replies":[{"embeddable":true,"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/comments?post=6196"}],"version-history":[{"count":0,"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/pages\/6196\/revisions"}],"up":[{"embeddable":true,"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/pages\/6187"}],"wp:attachment":[{"href":"https:\/\/www.unidroit.org\/fr\/wp-json\/wp\/v2\/media?parent=6196"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}