SELECT BIBLIOGRAPHY

SELECT BIBLIOGRAPHY - 2009 GENEVA CONVENTION

AFRELL, L. – WALLIN-NORMAN, K., Direct or indirect holdings: a Nordic perspective, Uniform Law Review / Revue de droit uniforme, 10 (2005), pp. 277-284

BERNASCONI, C. – KEIJSER, T., The Hague and Geneva Securities Conventions: a Modern and Global Legal Regime for Intermediated Securities, Uniform Law Review / Revue de droit uniforme, 17 (2012), pp. 549-560

BIRYUKOV, A., Development of intermediated securities and insolvency laws in transition economies, Uniform law review / Revue de droit uniforme, 15 (2010) 3/4, pp. 651-663

CONAC, Pierre-Henri – SEGNA, Ulrich – THEVENOZ, Luc – Intermediated securities: the impact of the Geneva Securities Convention and the future European legislation / ed. by Pierre-Henri Conac, Ulrich Segna and Luc Thevenoz. [Contributors: Philippe Dupont …]. – Cambridge: Cambridge university press, 2013, pp. XXX-406

DESCHAMPS, M., Droit des sociétés et convention de Genève: pomme de discorde? Uniform law review / Revue de droit uniforme, 15 (2010) 3/4, pp. 693-702

DESCHAMPS, M., Les dispositions sur les sûretés de la convention d’UNIDROIT sur les titres intermédiés, Uniform law review / Revue de droit uniforme, 15 (2010), pp. 347-356

DESCHAMPS, M., The Geneva securities convention: selected issues left to law outside the Convention, Uniform law review / Revue de droit uniforme, 15 (2010) , pp. 703-712

DESCHAMPS, M., The security interest provisions of the UNIDROIT convention on intermediated securities, Uniform law review / Revue de droit uniforme, 15 (2010), pp. 337-345

DESCHAMPS, M., Les sûretés sur des titres détenus auprès d’un intermédiaire en droit canadien, Uniform Law Review / Revue de droit uniforme, 10 (2005), 189-223

DONG, A. – HAN, L., How law reform enhances trading on the Chinese capital market, Uniform Law Review / Revue de droit uniforme, 10 (2005), 225-236

EIGENMANN, A., Projet de loi sur le dépôt et le transfert des titres intermédiés, aspects choisis, Schweizerische Zeitschrift für Wirtschafts- und Finanzmarktrecht, (2006), 104-118

EINSELE, D., Modernising German law. Can the UNIDROIT project on intermediated securities provide guidance?, Uniform Law Review / Revue de droit uniforme, 10 (2005), pp. 251-262

ESTRELLA FARIA, J.A., The UNIDROIT Convention on Substantive Rules Regarding Intermediated Securities: an Introduction, Uniform Law Review / Revue de droit uniforme 2010, 196-218

ESTRELLA FARIA, J.A., Sphere of application of the UNIDROIT convention on substantive rules for intermediated securities and future work by UNIDROIT on a legislative guide for emerging financial markets, Uniform law review / Revue de droit uniforme, 15 (2010), pp. 357-365

GARCIMARTÍN ALFÉREZ, F.J., Disposition and acquisition of intermediated securities: the Geneva convention and traditional property law, Uniform law review / Revue de droit uniforme, 15 (2010), pp. 743-750

GARCIMARTÍN ALFÉREZ, F.J., The Geneva convention on intermediated securities: a conflict-of-laws approach, Uniform law review / Revue de droit uniforme, 15 (2010), pp. 751-777

GUILLAUME, F., Les titres détenus auprès d’un intermédiaire (titres intermédiés) en droit suisse: aspects de droit matériel et de droit international privé, Revue européenne de droit bancaire & financier / European Banking & Financial Law Journal, 3 (2005), 247-270

INSTITUT INTERNATIONAL POUR L’UNIFICATION DU DROIT PRIVE – KANDA, Hideki [et al.] – Commentaire officiel de la convention d’UNIDROIT sur les règles matérielles relatives aux titres intermédiés: convention de Genève sur les titres / Hideki Kanda, Charles Mooney, Luc Thévenoz, Stéphane Béraud; avec l’assistance de Thomas Keijser. – Schulthess Médias Juridiques: Genève; Zurich; Bâle, 2012, pp. 402. – (Publications du Centre de droit bancaire et financier). – ISBN 978 3 7255 6567 2

INTERNATIONAL INSTITUTE FOR THE UNIFICATION OF PRIVATE LAW – KANDA, Hideki [et al.] – Official Commentary on the UNIDROIT Convention on Substanrtive Rules for Intermediated Securities / Hideki Kanda, Charles Mooney, Luc Thévenoz, Stéphane Béraud with the assistance of Thomas Keijser. – Oxford University Press, Oxford 2012, pp. xvii + 297 – ISBN 978-0-19-965675-2

JULL, C., Legal risk and market efficiency – Seminar on Harmonised substantive rules regarding indirectly held securities, Rome, 12 November 2003 – summary report, Uniform Law Review / Revue de droit uniforme, 8 (2003), 867-869

KANDA, H., Globalization of capital markets: a perspective from Japan, in: BASEDOW, J. – KONO, T. (eds.) – Legal Aspects of Globalization. Conflict of Laws, Internet, Capital Markets and Insolvency in a Global Economy, The Hague [et al.], Kluwer Law International, 2000, pp. 69-76

KANDA, H., Legal Issues Relating to Indirectly Held Investment Securities in Japan, (The) Japanese Annual of International Law, No 46 (2003), 46

KANDA, H., Legal rules on indirectly held investment securities: The Japanese situation, common problems, and the UNIDROIT approach, in: Uniform Law Review / Revue de droit uniforme, 10 (2005), 271-276

KEIJSER, Thomas Rudolf Maria Pius – Transnational securities law / ed. by Thomas Keijser. – Oxford : Oxford University Press, 2014, pp. xxxiii-334. – ISBN 978-0-19-967786-3.

KEIJSER, T., Transactions in Securities, in: Goode, R., Kronke, H., McKendrick, E., Transnational Commercial Law: Texts Cases and Materials (Oxford: Oxford University Press, 2015, second edition).

KRONKE, Herbert – Der Funktionale Ansatz in der Rechts- “Vereinheitlichung” : Kritik und Bewährung am Beispiel des Rechts intermediärverwahrter Effekten, in: Festschrift für Ulrich Magnus zum 70. Geburtstag, 2014, pp. 231-241.

KRONKE, H., Connected and global securities markets: with or without conflict of laws?, in: BAUMS, T. – HOPT, K.J. – HORN, N. (Eds.) – Corporations, Capital Markets and Business in the Law. Liber Amicorum Richard M. Buxbaum, The Hague, Kluwer Law International, 2000, 363-374

KRONKE, H., Das Genfer UNIDROIT-Übereinkommen über materiellrechtliche Normen für intermediär-verwahrte Wertpapiere und die Reform des deutschen Depotrechts, Zeitschrift für Wirtschafts- und Bankrecht, 64 (2010), pp. 1625-1635

KRONKE, H., Capital Markets and Conflict of Laws. (Académie de droit international. Recueil des cours 286). Académie de droit international de la Haye. Recueil des cours, 2000-III, Tome 286 (2001), pp. 245–385

KRONKE, H., Entwicklungen des internationalen Kapitalmarktrechts und Schiedsgerichtsbarkeit, in: BRINER, R. – FORTIER, L.Y. – BERGER, K.P. – BREDOW, J. (Eds.) – Law of International Business and Dispute Settlement in the 21st Century / Recht der Internationalen Wirtschaft und Streiterledigung im 21. Jahrhundert – Liber Amicorum Karl-Heinz Böckstiegel, 431-442., Köln, Carl Heymanns Verlag, 2001

KRONKE, H., The Draft UNIDROIT convention on intermediate securities: transnational certainty and market stability, in: Current Developments in Monetary and Financial Law, 2008, vol. 5, 619 639

MOONEY, C.W., Private law and the regulation of securities intermediaries: perspectives under the Geneva securities convention and United States law. Uniform law review / Revue de droit uniforme, 15 (2010) 3/4, pp. 801-813

MOONEY, Ch.W., Beyond Negotiability: A New Model for Transfer and Pledge of Interests in Securities Controlled by Intermediaries, 12 Cardozo Law Review (1990), 305

NOMURA, Y., Globalization of finance: how to deal with mandatory rules, in: BASEDOW, J. – KONO, T. (eds.) – Legal Aspects of Globalization. Conflict of Laws, Internet, Capital Markets and Insolvency in a Global Economy, The Hague [et al.], Kluwer Law International, 2000, pp. 133-148

NORTON, J.J., The de facto and “soft law” financial services integration processes within the Western Hemisphere, Zivil- und Wirtschaftsrecht im europäischen und globalen Kontext, 2006, 819-834

PAECH, Ph., Harmonising substantive rules for the use of securities held with intermediaries as collateral, Uniform Law Review / Revue de droit uniforme, 7 (2002) [in English and in French], 1140-1161

PAECH, Ph., Recht der sammelverwahrten Wertpapiere und Wertrechte – Die Arbeiten von UNIDROIT zu Transaktionen auf dem globalen Kapitalmarkt im internationalen Kontext, in: BLAHO, Peter – ŠVIDRON, Ján [Eds.] – Kodifikácia, europeizácia a harmonizácia súkromného práva: Medzinárodná vedecká konferenciá, Smolenice, 16. 17. September 2004, Dies Luby iurisprudentiae, 8 (2005), 43-55

ROBLES MARTÍN-LABORDA, A., Algunas consideraciones sobre la naturaleza jurídica de los valores depositados en un intermediario, Revista de derecho bancario y bursátil, 117 (2010), 9-38

ROCKS, S.M., On the U.S. commercial law response to the development of intermediated securities holding systems, Current Developments in Monetary and Financial Law, 2008, vol. 5, 555–576

ROMANOWSKI, M., Is a reform of the Polish legal framework regarding intermediated securities useful?, Uniform Law Review / Revue de droit uniforme, 10 (2005), 285-300

SCHWARCZ, S.L., Indirectly held Securities and Intermediary Risk, Uniform Law Review / Revue de droit uniforme, 2001-2, 283-300

SCHWARCZ, S.L., Intermediary risk in the indirect holding system for securities, 12 Duke Journal of Com parative & International Law (2002), 309-340

SEN, B., Preface, in: “Enhancing Legal Certainty over Investment Securities Held with an Intermediary – The preliminary draft UNIDROIT Convention, related international initiatives and national perspectives, Uniform Law Review / Revue de droit uniforme, 10 (2005), 4-9

SEN, B., Préface, in: Vers une sécurité juridique accrue pour les titres financiers détenus auprès d’un intermédiaire – L‘avant-projet de Convention d‘UNIDROIT, autres initiatives internationales et perspectives nationales, Uniform Law Review / Revue de droit uniforme, 10 (2005), 4-9

THAN, J., Der funktionale Ansatz in der UNIDROIT Geneva Securities Convention vom 9. Oktober 2009, Unternehmen, Markt und Verantwortung, 2010, pp. 231-246

THAN, J., The Preliminary Draft UNIDROIT Convention and capital market practice in Germany, Uniform Law Review / Revue de droit uniforme, 10 (2005), 263-270

THÉVENOZ, L., Who holds (intermediated) securities?: shareholders, account holders, and nominees, Uniform law review / Revue de droit uniforme, 15 (2010) 3/4, pp. 845-859

UNIDROIT, Enhancing legal certainty over investment securities held with an intermediary. The preliminary draft UNIDROIT Convention, related international initiatives and national perspectives: Explanatory notes to the Preliminary Draft UNIDROIT Convention on harmonised substantive rules regarding securities held with an intermediary, Uniform Law Review / Revue de droit uniforme, 10 (2005), p. 442

UNIDROIT, Vers une sécurité juridique accrue pour les titres financiers détenus auprès d’un inter médiaire. L’avant-projet de Convention d’UNIDROIT, autres initiatives internationales et perspectives nationales: Notes explicatives sur l’avant-projet de Convention d’UNIDROIT sur l’harmonisation des règles de droit matériel applicables aux titres détenus auprès d’un intermédiaire, Uniform Law Review / Revue de droit uniforme, 10 (2005), p. 442

VAN DER ELST, C., The equity markets, ownership structures and control: towards an international harmonization, in: HOPT, K.J. – WYMEERSCH, E. (Eds.) – Capital markets and company law, ,Oxford, Oxford University Press, 2003, pp. 3-46

VAUPLANE, H. de, Projet de Convention UNIDROIT sur les règles de droit matériel applicables aux titres intermediès, Revue trimestrielle de droit financier, 2006, 2 (2006), pp. 65-67